Key Details
• Compensation: $146,000 – $234,000 per year
• Experience Level: Expert & Leadership (9+ years)
• Job Type: Full Time
• Visa Sponsorship: Unknown
• Industries: Cryptocurrency, Financial Services, Blockchain
Responsibilities
Develop, implement, and enforce a comprehensive and effective compliance program designed to meet all federal and state regulatory requirements applicable to CFTC-registered Designated Contract Markets, including the Commodity Exchange Act, Bank Secrecy Act, and emerging regulations applicable to digital assets
Coordinate the timely preparation and submission of required regulatory filings; prepare Annual CCO Report
Conduct and document compliance and operational risk assessments; identify potential areas of vulnerability and implement corrective action plans
Create, update, and enforce the firm's compliance policies and procedures, ensuring they are well-documented and reflect best practices
Investigate and document compliance-related inquiries and issues, escalating to CRO when necessary
Develop and maintain a system for tracking and reporting compliance-related requirements; ensure the timely preparation and completion of requisite regulatory filings and reports, risk assessments, and updates to policies and procedures
Train and supervise Market Surveillance employees conducting real time and T+1 market surveillance
Develop and deliver compliance training for all personnel
Requirements
Bachelor's degree
7+ years of experience in a financial services regulatory and compliance environment, such as at an exchange/MTF, trading firm, or regulator, with significant exposure to derivatives
Deep understanding of the Commodity Exchange Act, related CFTC regulations, the Bank Secrecy Act (AML/KYC), and compliance best practices
Extraordinary attention to detail
Strong analytical skills
Genuine interest in derivatives, digital assets, and regulatory frameworks
Specialized understanding of US regulatory frameworks
Skills
• Regulatory Compliance
• Market Surveillance
• Investigations
• Disciplinary Proceedings
• Regulatory Audits
• Cybersecurity
• System Safeguards
• Regulatory Filings
• Crypto Regulation
• Blockchain
• Exchange Policies
• AML
• KYC
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